
| National design handbook prototype on passive solar heating and natural cooling of buildings |
| V. Basic design principles and strategies |
1. Sun and solar radiation
The energy (or power) from the sun is received by radiation. The sun is 1.4 million km in diameter and the temperature of its core is 14,000,000°K. The outer layer is called the photosphere and its temperature is only 6000°K. It can be assumed from the point of view of a person on Earth that the suns rays are parallel due to the vast distance between Earth and the sun which varies a little throughout the year from 150 million km to 155 million km. Even though it is 53 times larger than the Earth it appears as a spot. due to this enormous distance. The electromagnetic rays of energy emitted by the sun are Earth's sole source of energy except for a small amount of energy emanating from the radioactive decay of the Earth's minerals. This constant emission is called insolation (not to be confused with insulation, which means isolate). The value of the sun's energy at the outer surface of the Earth's atmosphere is known as the solar constant and is 1.353 kW/m².

Solar radiation or insolation is made up of various wavelengths mostly in the range of 0.22.5 microns with a peak at 0.5 microns. Figure 28 is based on data collected by NASA outside Earth's atmosphere. As the sun's rays pass through the atmosphere it is degraded and so at Earth's surface the shape of the graph is a little different. Some energy is absorbed by the water and ozone in the atmosphere. The ozone layer in Earth's atmosphere is the major element that absorbs the ultraviolet wavelengths and the use of CFCs is being blamed for its degradation.
Much of the sun's energy that reaches Earth is either absorbed by the atmosphere or is reflected back out into space. Figure 29 shows how that energy is dissipated. About 50 per cent of the sun's energy at the outer surface of the atmosphere reaches Earth's surface and is absorbed into the ground which must be dissipated otherwise the Earth would overheat. Earth's temperature is held in a very delicate balance as recent discussions about the effects of carbon dioxide build-up and the ozone layer depletion have shown. The energy absorbed by the Earth is dissipated through three mechanisms and approximately 20 per cent by long-wave length re-radiation, 20 per cent by evaporation and 10 per cent by convection - total 50 per cent.



When the sun's rays reach Earth's surface if is typically 4.6 per cent in the ultraviolet wavelengths, 46 per cent in the visible wavelengths and 49 per cent in the infrared wavelengths, depending on weather conditions.
The radiation reaching Earth is either of direct or diffuse in form, the latter reaching Earth's surface after being reflected off the particles of the atmosphere. The sum of the radiation reaching Earth's surface is referred to as the total or global radiation.
There are only a few places in Australia where solar radiation data are recorded and so CSIRO has developed a computer model to calculate the values for a large number of places based on a more commonly measured value - the precipitable water in the atmosphere. This is one of the more common Hems of weather information that is collected across the country. Tables of solar radiation give values for what is called a "clear sky day. and so do not take into account any dust or pollution that may be present in the atmosphere. In Sydney, the measured values tend to be about 70 per cent of the "clear sky day" values due to pollution.

On cloudy days (especially when the clouds are at a high level), the diffuse component can be almost the same or greater than the solar constant due to refractive focusing. Extremes of 110 per cent of the solar constant have been measured.

Figure 33 shows the relationship between the altitude angle and the solar radiation levels. The larger the altitude angle, the greater the radiation. Also the higher the reference point above sea level, the higher the radiation intensity. This is because the sun has less atmosphere to travel through. As the angle of incidence on a surface gets smaller (i.e., the solar altitude angle) the effective atmosphere thickness gets greater and so more energy is absorbed and reflected away from Earth's surface.


The graph shown in figure 34 is the result of combining both the effect of the atmosphere and angle of incidence throughout a single day (remembering that the sun's output is unchanging throughout time).
So far the sun has been considered as a source of energy with a temperature of about 6000K, as has the path of that energy to and from Earth's surface.
Radiant energy is absorbed into the surface of objects it strikes and it then must be rejected later. The second law of thermodynamics states that energy must flow from a hotter body to a cooler body not vice versa. For the purpose of explaining how heat radiates from one object to another and the rate at which it does that, use is made of the term black body. A black body is a theoretical object with properties such that:
(a) It absorbs all radiation incident on its surface. i.e., it does not reflect or transmit any energy;
(b) It is able to re-radiate all that energy away again and the rate at which it does so is a function of its absolute temperature (°K).
Stefan's law
F = emittance rate
s = Stefan Boltzman constant
T = absolute temperature
An example:
The sun radiates energy from its surface (photosphere) which is at approximately 6000°K and Earth has a mean temperature of 283°K (10C) and its atmosphere has a mean temperature of about 250°K (-23°C). As a result the sun's energy warms the Earth.
Another characteristic of this so called black body is that the wavelength of the radiation being emitted varies inversely with its absolute temperature.
Wien's law
d(max) = wavelength
T = absolute temperature
In figure 35 the spectral distribution of energy from three bodies of different temperature is shown. The sun at 6000K and two others at 1000K and 400K (400K = 127C which is the temperature of a solar collector). The sun's radiation peaks at about 0.5 microns and cuts out at about 2.5 microns. Terrestrial radiation, i.e., from objects at earthly temperatures, peaks at about 10 microns with a range of about 4 to 100 microns.
Radiant energy with wavelengths of less than 2.5 microns is known as shortwave radiation while radiant energy with greater than 2.5 microns is known as longwave radiation. The implications of this are discussed further in the section on transparent elements.

All materials have certain qualities that define their thermal characteristics. as shown below but in this chapter consideration need only be given to the first three on the list.
Absorptivity
Emissivity
Reflecffvity
Mass/density
Conductance
Transmittance
Acceptance
Specific heat
Absorptivity is designated by the Greek letter a and is defined as the ratio of thermal radiation absorbed per unit area of a surface to the thermal radiation absorbed per unit area by a black body or perfect absorber.
Emissivity is designated by the Greek letter
An example of an application of a low emissivity surfaced material is the use of aluminium foil to keep food hot. It has an emissivity of 0.05, i.e., it emits only 5 per cent of what would be emitted by a perfect emitter (a black body). Black paint on the other hand has an emissivity of 0.9 and so it is used on radiators to help release heat. Motor car radiators are painted black for this reason. If they were chrome plated, they would not be as effective as a heat dissipator and there is a good chance that the engine would overheat.
Reflectivity is easier to define by deduction as follows. The first law of thermodynamics states that energy must always be accountable or energy cannot be destroyed, it can only be changed in state.

That being the case, then reflectance is the energy that is neither absorbed or transmitted through the surface in question. Aluminium foil is a poor emitter (

The properties of absorptivity, emissivity and reflection relate to the surface qualities of a material. This is demonstrated by the fact that the emissivity of painted surfaces is unaffected by colour whilst the absorptivity is colour-dependent. Most organic surfaces have a relatively high emissivity. Note how some materials such as galvanized iron are rather deceptive given their shiny appearance.
2. Transparent elements
When the sun's rays strike a transparent element such as a window, some are transmitted. whilst some are absorbed into the glass and the remainder are reflected away. The ratio of transmitted, absorbed and reflected rays will vary according to the characteristics of the particular glazing being used. In passive solar design the transparent elements (windows, sunspaces etc.) are usually the main source of heating for the building and so their design is most important. The graphs in figure 38 illustrate the relative intensity of the energy emitted by the sun and a body at terrestrial temperatures at various wavelengths in comparison with the transmission characteristics of standard window glass.

3. The glasshouse principle
The wavelength of solar radiation received at the surface of the Earth is in the range of 0.2-2.5 microns, whilst terrestrial radiation (from various earthly temperature ranges) peaks at about 10 microns with a range of about 4-100 microns depending on the particular temperature.
Standard window glass will generally transmit radiant energy in the 0.3-3 micron wavelengths. At greater wavelengths it is more or less opaque. As a result, the energy reradiated from the interior and objects inside the building will not be transmitted back through the glass. This is known as the glasshouse principle. Energy can, however, still be lost by conduction as discussed later in the section on opaque elements.
4. Thermal behaviour of transparent materials (glass and plastics)
In the case of a transparent element in the external fabric of a building there can be two independent and separate heat exchange processes operating at the same time as is shown in figure 39. The temperature difference between the inside and the outside will cause a flow of heat energy from the hotter side to the colder side by conduction (this Is the same process of heat exchange that occurs in an opaque element and therefore is discussed fully in the section on opaque elements). At the same time, if the sun's rays are striking the glass, there will be a flow of solar energy (radiant energy) in through the window.
It is possible, therefore, to have a situation where heat is flowing out through a window by conduction (outside colder than inside) whilst at the same time energy is flowing in through the glass by radiation. In most cases of north-facing windows, this inflow from the sun will be greater than the outflow by conduction. However in some cases the sun's energy that does penetrate over a 24-hour period will not be greater than the heat lost over the same period (in winter, windows to the south and most skylights fall into this category). If the radiant energy that passes through the glass is not absorbed then it may well be reflected back out through the glass. Energy that is absorbed and then re-radiated will however, not pass back out by radiation. Glass is one of the few materials that transmits solar radiation but not terrestrial radiation of longer wavelengths. Most of the clear plastics such as acrylic, mylar and the like, tend to be less selective.

The standard conditions of 3mm plain glass are given as:
Reflectance (r) = 0.08
Absorptance (a) = 0.05
Transmittance (t) = 0.87
For standard 3mm clear sheet glass
Shading coefficient = 88/88 = 1.00
From figure 39 above it can be seen that the total heat gain by radiant energy Is 88 per cent.

The quantity of energy transmitted through glass depends on its composition. Australian window glass has a transmission of approximately 85 per cent. If it was low-iron (also known as "water white") the transmission could be as high as 98 per cent, but such glass is extremely expensive. For calculation purposes it is assumed that the transmission of standard 3mm glass is 88 per cent.
The shading coefficient is the ratio of the solar heat gain through the selected window to the solar heat gain for standard 3mm glass under exactly the same conditions.
5. Opaque elements
The process of heat exchange through an opaque element is by conduction due to the temperature difference between one side and the other, i.e., if the outdoor temperature is lower than the indoor temperature then there will be a flow of heat from inside to outside proportional to the difference in temperature as explained in the earlier section on fundamentals. The solar energy striking the surface of a roof or external wall element is absorbed causing the outer surface to be warmed above the temperature of the outside air, resulting in a change to the effective temperature difference. The resultant effect of the air temperature and the incident solar radiation is known as the sol- air temperature.
Figure 37 shows the relative absorptivity, emissivity and reflectance of different surfaces. If a material has a high alpha (a) and a low sigma (S), i.e., galvanized iron, then it will heat up much more than a material with low alpha and high sigma such as white paint. As a rough guide the darker materials will absorb more than light materials. However, some are deceptive such as aged galvanized iron.
Figure 40 shows the relative daily mean temperature rise of various materials exposed to the sun under the same conditions of wind and ambient temperature. The rate of temperature rise is dependent on the quantity or intensity of solar radiation falling on the surface and the absorptivity (a). Likewise, the rate at which the surface cools off or loses heat will also be dependent to some extent on the air movement over the surface (convective losses) and the surface emissivity (S), i.e., radiative losses (long wavelengths).
So, there is an outer surface which is heated by the sun's energy and "cooled" by air movement etc.. and heated or cooled by the ambient air. All of this is important when considering heat flow through a building element such as walls or roof exposed to the sun.
The simple heat flow Q through wall, say, of area A m due to conduction is:
Q = A x U x Dt
When a surface is exposed to both ambient temperature and the warming effect of the sun's rays, then there is a situation where the effective value of At is going to be different from the simple value of To - Ti
There are a number of variables that will influence the situation; solar irradiance (1), absorptivity (a), emissivity (S) and ambient temperature (To), the combined effect of which is called the sol-air temperature.
Sol-air temperature is an imaginary temperature of a layer of air adjacent to the surface being considered. It is the equivalent of the effect of solar radiation and air temperature combined. It will vary throughout the day and year just as the solar radiation on a surface does.

The formula for sol-air temperature is given by the American Society of Heating Refrigeration and Air-conditioning Engineers (ASHRAE).
Ts = sol-air temperature C
Ta = ambient temperature (outside) °C
I = Radiation incident on the surface W/m².°C
a = absorptivity
fo = surface conductance reciprocal of 1/fo
S = emissivity
R = difference between longwave radiation incident and radiation emitted by black body at temperature Ta
Part of this equation can be standardized. It has been found that for horizontal surfaces (roofs) an optimistic view can be taken as follows:
S = 1; DR = 63 W/m² and fo = 20
The answer then becomes -3
For vertical surfaces it has been found that AR = 0 and so that part is cancelled out.
Therefore for horizontal surfaces assume -3
For surfaces in between interpolation can be made between 0 and -3.
The term given to this value is Tsky.
This generally makes the calculations complex and very long. If the building Is reasonably insulated, it is reasonable to assume a pessimistic view for winter and ignore the solar temperature effect. Especially if the walls and roof are well insulated and the absorptivity () is low, because the extra heat flow into the building due to solar gains will be quite small.
Consider an example of a white roof a = 0.2 and fa = 20
assume I = 540 W/m2 at noon on June 22
Ta might be about 1 5C. Therefore Ts = 17.4C.
Note: This is a maximum effect - at other times the effect is much less. It is possible to estimate the daily overall effect. It may be found that the effect overall will be very marginal.
At best the sol-air temperature must work to help in gaining comfort in winter. However, the effect in summer is not to be neglected. In winter its effect improves the situation slightly and so helps. In summer it is the other way round. This excess only aggravates the already higher than desirable ambient temperatures, especially on the roof. The graphs in figure 42 show that the radiation is higher on a horizontal surface in summer compared with winter.
Instantaneous or hourly integrated values of solar radiation on the particular surface are needed to calculate instantaneous sol- air temperatures. At present the only data available for this purpose are the CSIRO "clear sky" solar tables. They do not take into account the local conditions of pollution and cloud cover and so need to be modified. A value of 0.7 - 0.8 is a suitable modifying factor for much of New South Wales. A more useful value in heating load calculations is the "daily mean sol-air temperature', that can be used when calculating the total daily or monthly structural heat loss or heat gain. In solar architecture design evaluation it is easier to handle.
In many calculations it will be necessary to derive a value for the mean sol-air temperature. The values given at the back of this publication for radiation incident on various surfaces are daily totals. These will have to be converted to mean hourly values. The equation below allows calculation of the mean daily sol-air temperature of a surface using those daily totals.

Ts = To+ ((G x x 1 /fo x 103)/(24 x 3.6)) - Tsky
Note: The solar radiation value (G) is expressed in MJ/m² .day
Surface absorptance (a)
The absorptance of a surface may be apparent from visual inspection. The following are some values that may be appropriate for use in sol-air temperature calculations:
|
White paint |
0.2 |
White washed roof |
0.2 |
|
Polished aluminium |
0.05 - 0.15 |
New aluminium paint |
0.2 |
|
Cream paint |
0.4 |
Old aluminium paint |
0.5 |
|
Aluminium sheet |
0.45 |
Red brick |
0.55 |
|
Light concrete |
0.6 |
New galvanized sheet |
0.65 |
|
Aged galvanized sheet |
0.8 |
Earth or sand |
0.8 |
|
Dark concrete |
0.9 |
Black paint |
0.95 |
Table 7. Outside surface resistances (1/fo) (m2.degC/W for "sheltered" "normal" and "severe" exposures.
|
Building |
Emissivity |
Surface resistance for stated exposure |
||
|
Sheltered |
Normal |
Severe |
||
|
Walls |
High |
0.08 |
0.06 |
0.03 |
|
Low |
0.11 |
0.67 |
003 |
|
|
Roof |
High |
0.07 |
0.05 |
0.02 |
|
Low |
0.09 |
0.053 |
0.02 |
|